Securities regulation in the United States

Results: 4123



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431Securities regulation in the United States / Securities Commission of New Zealand / 73rd United States Congress / Finance / Stock market / Financial regulation / Financial economics / Securities Act / Qualified institutional placement / United States securities law / United States Securities and Exchange Commission / SEC filings

SECURITIES COMMISSION OF THE BAHAMAS PUBLIC NOTICE No. 3 of[removed]May 2012

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Source URL: www.scb.gov.bs

Language: English - Date: 2012-05-15 13:04:03
432Economy of the United States / United States / Financial regulation / Corporate crime / Private Securities Litigation Reform Act / Halliburton / SEC Rule 10b-5 / Securities Exchange Act / State court / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

20 January[removed]Recent Trends in Securities Class Action Litigation: 2014 Full-Year Review Settlement amounts plummet in 2014, but post-Halliburton II filings rebound

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Source URL: www.nera.com

Language: English - Date: 2015-01-21 16:41:52
433Commodities market / Financial markets / Late-2000s financial crisis / Commodity Futures Trading Commission / Institutional investors / Commodity pool / Securities regulation in the United States / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Pool Operator / Financial economics / Investment / Finance

Microsoft Word - ICI Statement on CFTC FY 2016 budget[removed]FINAL

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Source URL: www.ici.org

Language: English
434United States securities law / Financial regulation / European Union transparency directive / Growth Enterprise Market / Government procurement in the United States / United States administrative law / SEC filings

QUESTIONNAIRE ON INTRODUCTION OF A T+2 FINALITY ARRANGEMENT FOR CCASS MONEY SETTLEMENT

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Source URL: www.hkex.com.hk

Language: English
435Auditing / English criminal law / SEC filings / United States securities law / Regulation S-X / Finance / Balance sheet / Business

FEEDBACK STATEMENT Consultation on COMPANIES (REVISION OF ACCOUNTS AND REPORTS) REGULATION In this Feedback Statement, the Administration responds to the

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Source URL: www.fstb.gov.hk

Language: English - Date: 2013-12-11 09:35:05
436Government / Sex offender / Violent and Sex Offender Register / Securities Act / Law / United Kingdom / Sex offender registration / Law in the United Kingdom / United States securities law

2005 LEGISLATIVE ASSEMBLY FOR THE AUSTRALIAN CAPITAL TERRITORY Crimes (Child Sex Offenders) Regulation 2005 SUBORDINATE LAW No SL2005-44

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Source URL: www.legislation.act.gov.au

Language: English - Date: 2010-03-23 19:45:07
437Rea / Financial regulation / Law / Economy of the United States / United States securities law / Regulation and licensure in engineering / Securities Act

立法會 Legislative Council LC Paper No. CB[removed]Ref: CB1/SS/7/10 Paper for the House Committee meeting on 11 March 2011 Report of the Subcommittee on Buildings Energy Efficiency (Fees)

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Source URL: www.legco.gov.hk

Language: English - Date: 2011-03-09 01:39:52
438Financial economics / Financial regulation / Finance / Stock market / New Deal / Securities Act / Security / Securities Exchange Act / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Understanding the Invest Georgia Exemption by the Staff of the Securities Division April[removed]THIS PUBLICATION IS NOT LEGAL ADVICE AND MAY NOT BE RELIED UPON AS AUTHORITY IN ANY LEGAL

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Source URL: sos.ga.gov

Language: English - Date: 2014-04-11 12:08:05
439Securities / Finance / United States securities law / United States Securities and Exchange Commission / Prospectus / Securities Act / Listing Rules / Greenshoe / Canadian securities regulation / Stock market / Financial economics / Investment

IMPORTANT IMPORTANT: If you are in doubt about any of the contents of this Prospectus, you should obtain independent professional advice. SUNSHINE OILSANDS LTD. *

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Source URL: www.hkexnews.hk

Language: English - Date: 2012-02-19 17:25:40
440Financial economics / Economics / New Deal / Securities Act / Bond / Securities regulation in the United States / Financial regulation / Government bonds / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Tender of Three-year RMB Bonds Five-year RMB Bonds Ten-year RMB Bonds To be held on 20 November 2014 *********************************

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Source URL: gia.info.gov.hk

Language: English - Date: 2014-11-13 07:04:47
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